Strategic Compliance Decisions

Compliance has been traditionally viewed as a cost center; however, we are in a new age now. Regulatory expectations and different rules that have been brought into the regulatory environment will force a lot of banks to make strategic decisions rather than just technical compliance decisions.

In this module, Carl Pry from Treliant Risk Advisors focuses on these strategic compliance decisions. He highlights how the new rules, regulations and guidelines from various agencies will apply to strategic decisions that banks need to consider. In other words, how directors consider these decisions, how compliance today relates to the business of a bank and how you would evaluate those strategic opportunities or strategic disadvantages that today’s new rules, regulations and guidelines will place on your institution.

Covered Topics

  • Compliance as a Strategic Function
  • Qualified Mortgage Decisions
  • RESPA Servicing Requirements
  • QRM Rules
     
Connection Error #D55. For immediate assistance, please use our online chat (lower right corner of this page).
The cost of subscription is determined by the asset size of your institution. In the case of holding companies or banks under common ownership, the aggregate asset size of participating banks determine the subscription tier.
   Non-bank or < 499M - $125 per month   
   $500M - 999M - $250 per month   
   $1 - 5B - $425 per month   
   $5 - 10B - $600 per month   
   > 10B - $850 per month