Directors Compliance/Regulations Training

Total Training Solutions' directors Compliance/Regulations topics cover all areas of compliance and regulation including: Regulation O, Fair Lending, Risk Management, Cyber Security and more. All of our directors training webinars are led by experts from the financial industry.

Dodd-Frank Reform: What Does It Mean?

Presented By:Photo of Carl Pry Carl Pry
Monday, December 3rd, 2018 - 8:00 am Central Time Zone

Attend a discussion on the "Dodd-Frank Relief" provisions, which provides many new exceptions and clarifications to aspects of the Dodd-Frank Act.

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2526/?idAff=19

Home Mortgage Disclosure Act

Presented By:Photo of Patti Blenden Patti Blenden
This event was recorded on Thursday, November 1st, 2018.

Home Mortgage Disclosure Act (HMDA) data is being collected at historically detailed levels. Are you ready to explain what your numbers tell about your lending practices?

Related Topics: Auditing/Reporting, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2525/?idAff=19

Compliance Management Systems: DOJ's Evaluation

Presented By:Photo of Patti Blenden Patti Blenden
This event was recorded on Monday, October 1st, 2018.

Review the various principles used by the Department of Justice to evaluate any corporate compliance program when determining the penalty and other required actions for a firm under investigation.

Related Topics: Auditing/Reporting, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2524/?idAff=19

BSA, AML & CDD: Beneficial Ownership Rules

Presented By:Photo of Patti Blenden Patti Blenden
This event was recorded on Tuesday, September 4th, 2018.

This overview will assist you in determining which entities are covered by the new rule and important aspects of CDD that will be evaluated in your next BSA examination.

Related Topics: BSA/AML, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2523/?idAff=19

New HMDA Rules: Requirements and Challenges

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Sunday, July 1st, 2018.

This program will discuss the current state of HMDA and get some of your questions answered.

Related Topics: Lending, Auditing/Reporting, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2521/?idAff=19

Deposit Regulation Update

Presented By:Photo of Deborah Crawford Deborah Crawford
This event was recorded on Friday, December 1st, 2017.

Every year new deposit regulation requirements will impact your bank.  This year we will focus on Regulation CC, Prepaid Cards, Customer Due Diligence and Arbitration Rules. 

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2503/?idAff=19

The Five Pillars of a BSA/AML Program

Presented By:Photo of Deborah Crawford Deborah Crawford
This event was recorded on Wednesday, November 1st, 2017.

This program will cover the four pillars of BSA. These are training, audit, internal controls and BSA officer. Your Board will learn how each pillar holds up the anti-money laundering program at your financial institution. The Board through management is ultimately responsible for the Bank Secrec... More →

Related Topics: BSA/AML, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2501/?idAff=19

Fair Lending: Priorities and Enforcement Trends

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Friday, September 1st, 2017.

This session discusses the new Fair Lending expectations and what is happening in the regulatory and enforcement environment.

Related Topics: Lending, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2498/?idAff=19

Community Reinvestment Act: Achieving a Solid Rating

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Tuesday, August 1st, 2017.

This session provides a brief description of the CRA and how different types of banks are examined under the CRA. Pry also discusses the types of information that regulators are looking for.

Related Topics: Lending, Compliance/Regulations, Other

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2497/?idAff=19

CFPB Compliance

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Wednesday, March 1st, 2017.

This discussion addresses some key points when it comes to the CFPB and their processes, so you can be best prepared.

Related Topics: Executive/Director, Compliance/Regulations, Other

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2492/?idAff=19

Cybersecurity Regulatory Update

Presented By:Photo of Chad Knutson Chad Knutson
This event was recorded on Monday, January 2nd, 2017.

This session will discuss regulatory guidance and how regulatory examination programs have been updated to measure cybersecurity preparedness.

Related Topics: Executive/Director, Risk Management, Compliance/Regulations, Technology/Security

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2490/?idAff=19

Fair and Responsible Banking

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Thursday, December 1st, 2016.

This session will discuss the board’s responsibility in the area of Fair and Responsible Banking. With the Dodd-Frank Act and the creation of the CFPB there has been more emphasis on UDAAP as well as Fair Lending. Even for those who are not supervised by the CFPB, UDAP still applies due to the Fe... More →

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2389/?idAff=19

Regulation O Review

Presented By:Photo of Susan Costonis Susan Costonis
This event was recorded on Tuesday, November 1st, 2016.

This session highlights the requirements of Regulation O and explains key definitions for credit extensions and other restrictions. Additional information is presented concerning the impact of the Dodd-Frank Financial Reform Act as well as the CFPB's expanded oversight and increased scrutiny for ... More →

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2388/?idAff=19

BSA/AML Developments and Expectations

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Saturday, October 1st, 2016.

This program will outline where the banking industry stands in regards to compliance of BSA and AML. Recent developments, regulatory expectations, new product and service offerings and where compliance with BSA and AML is going will be discussed. Lastly, there will be a section that will direct v... More →

Related Topics: BSA/AML, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2390/?idAff=19

Navigating the Regulatory Environment

Presented By:Photo of Susan Costonis Susan Costonis
This event was recorded on Thursday, September 1st, 2016.

This session highlights regulatory expectations for the Board of Directors; outlines seven requirements for board members to fulfill obligations, explains the elements and importance of an effective compliance management system, and offers "take away" lessons from recent enforcement actions by th... More →

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2386/?idAff=19

Risk Management - Things to be Concerned about with Regulations

Presented By:Photo of Jennifer Burke Jennifer Burke
This event was recorded on Sunday, November 1st, 2015.

Risks for financial institutions continue to increase in both volume and magnitude. This presentation will address the top risks financial institutions face in 2015 as identified by regulators and Chief Internal Auditors.

Related Topics: Compliance/Regulations, Risk Management

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2376/?idAff=19

Fair Lending - Regulation B Part Two

Presented By:Photo of Susan Costonis Susan Costonis
This event was recorded on Monday, December 1st, 2014.

Directors play an important role in the success of every financial institution by providing oversight and directing risk management. A recent ABA survey found that Fair Lending was the number one compliance concern given the more volatile regulatory environment that followed the ... More →

Related Topics: Compliance/Regulations, Lending

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2367/?idAff=19

Fair Lending - Regulation B Part 1

Presented By:Photo of Susan Costonis Susan Costonis
This event was recorded on Saturday, November 1st, 2014.

Directors play an important role in the success of every financial institution by providing oversight and directing risk management. A recent ABA survey found that Fair Lending was the number one compliance concern given the more volatile regulatory environment that followed the “mortgage ... More →

Related Topics: Compliance/Regulations, Lending

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2366/?idAff=19

UDAAP: Unfair, Deceptive, or Abusive Acts or Practices

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Tuesday, July 1st, 2014.

UDAAP has changed the way regulators and examiners look at compliance. Rather than being rule-based, UDAAP is principle-based, meaning violations could occur anywhere in the institution. This is the case whether or not a specific law or regulation prohibits the conduct. UDAAP (as well as the rela... More →

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2362/?idAff=19

Strategic Compliance Decisions

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Friday, November 1st, 2013.

Compliance has been traditionally viewed as a cost center; however, we are in a new age now. Regulatory expectations and different rules that have been brought into the regulatory environment will force a lot of banks to make strategic decisions rather than just technical compliance decisions.More →

Related Topics: Compliance/Regulations, Lending

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2354/?idAff=19

Importance of the Compliance Management System

Presented By:Photo of Carl Pry Carl Pry
This event was recorded on Wednesday, May 1st, 2013.

This program will provide information on regulatory expectations and changes in regards to Compliance Management Systems (CMS).

Related Topics: Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2347/?idAff=19

Board Conflicts of Interest & Regulation O

Presented By:Photo of John Knight John Knight
This event was recorded on Friday, February 1st, 2013.

This program will cover conflicts of interest, confidentiality, and Regulation O.

Related Topics: Human Resources, Risk Management, Compliance/Regulations

Promo URL: http://www.DirectorSeries.com/Webinar/Details/2344/?idAff=19