All Recorded Events for DirectorSeries

Home Mortgage Disclosure Act

Presented by Photo of Patti Blenden Patti Blenden
This event was recorded on Thursday, November 1st, 2018.

Home Mortgage Disclosure Act (HMDA) data is being collected at historically detailed levels. Are you ready to explain what your numbers tell about your lending practices?

Related Topics: Auditing/Reporting, Compliance/Regulations

Compliance Management Systems: DOJ's Evaluation

Presented by Photo of Patti Blenden Patti Blenden
This event was recorded on Monday, October 1st, 2018.

Review the various principles used by the Department of Justice to evaluate any corporate compliance program when determining the penalty and other required actions for a firm under investigation.<... More →

Related Topics: Auditing/Reporting, Compliance/Regulations

BSA, AML & CDD: Beneficial Ownership Rules

Presented by Photo of Patti Blenden Patti Blenden
This event was recorded on Tuesday, September 4th, 2018.

This overview will assist you in determining which entities are covered by the new rule and important aspects of CDD that will be evaluated in your next BSA examination.

Related Topics: BSA/AML, Compliance/Regulations

Harassment Liability - Effective Policy and Duty of Care

Presented by Photo of Bob Gregg Bob Gregg
This event was recorded on Wednesday, August 1st, 2018.

This program will discuss the duties of your Board of Directors and the policies and procedures they need to implement to establish a Respectful Workplace.

Related Topics: Human Resources

New HMDA Rules: Requirements and Challenges

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Sunday, July 1st, 2018.

This program will discuss the current state of HMDA and get some of your questions answered.

Related Topics: Lending, Auditing/Reporting, Compliance/Regulations

Harassment Liability and Establishing a Respectful Workplace

Presented by Photo of Bob Gregg Bob Gregg
This event was recorded on Friday, June 1st, 2018.

In many organizations harassment seems all too common. Yet in others it rarely arises and is quickly and effectively addressed. What is the difference? Attend this program to identify harassment an... More →

Related Topics: Human Resources

2018 Cybersecurity Update

Presented by Photo of Chad Knutson Chad Knutson
This event was recorded on Tuesday, May 1st, 2018.

This program will explore current threats that effect your institution, gather an understanding of how they work, and highlight ways we can best prepare for them.

Related Topics: Technology/Security

Blockchain – Just the Basics

Presented by Photo of Jerry Miller Jerry Miller
This event was recorded on Sunday, April 1st, 2018.

This session will provide a high level overview of what Blockchain is and how it works.

Related Topics: Technology/Security

Creating a Culture of Cybersecurity

Presented by Photo of Chad Knutson Chad Knutson
This event was recorded on Thursday, March 1st, 2018.

This session will explore ways we can create a strong cybersecurity culture that will strengthen your institution against cybersecurity attacks.

Related Topics: Risk Management, Technology/Security

FinTech in 2018

Presented by Photo of Jerry Miller Jerry Miller
This event was recorded on Thursday, February 1st, 2018.

This program will provide a high level overview on nine areas of FinTech that many research reports and analysts have cited as top of mind.

Related Topics: Technology/Security

What’s on the Radar for 2018?

Presented by Photo of Jerry Miller Jerry Miller
This event was recorded on Monday, January 1st, 2018.

This program will provide an overview of what a Bank's Board of Directors should be aware of in 2018.

Related Topics: Other

Deposit Regulation Update

Presented by Photo of Deborah Crawford Deborah Crawford
This event was recorded on Friday, December 1st, 2017.

Every year new deposit regulation requirements will impact your bank.  This year we will focus on Regulation CC, Prepaid Cards, Customer Due Diligence and Arbitration Rules. 

Related Topics: Compliance/Regulations

The Five Pillars of a BSA/AML Program

Presented by Photo of Deborah Crawford Deborah Crawford
This event was recorded on Wednesday, November 1st, 2017.

This program will cover the four pillars of BSA. These are training, audit, internal controls and BSA officer. Your Board will learn how each pillar holds up the anti-money laundering program at yo... More →

Related Topics: BSA/AML, Compliance/Regulations

Vendor Management

Presented by Photo of Deborah Crawford Deborah Crawford
This event was recorded on Monday, October 2nd, 2017.

This program will discuss the topic of Vendor Management including the risks associated with outsourcing as well as the life cycle of the relationship.

Related Topics: Risk Management

Fair Lending: Priorities and Enforcement Trends

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Friday, September 1st, 2017.

This session discusses the new Fair Lending expectations and what is happening in the regulatory and enforcement environment.

Related Topics: Lending, Compliance/Regulations

Community Reinvestment Act: Achieving a Solid Rating

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Tuesday, August 1st, 2017.

This session provides a brief description of the CRA and how different types of banks are examined under the CRA. Pry also discusses the types of information that regulators are looking for.

... More →

Related Topics: Lending, Compliance/Regulations, Other

The Risks of Combining ERM and Audit Committees

Presented by Photo of Jerry Miller Jerry Miller
This event was recorded on Monday, July 3rd, 2017.

This program will address the rolls of the ERM and Audit committees and also the risks of combining them.

Related Topics: Auditing, Other, Risk Management

Audit Committee Structure and FDICIA Requirements for Committee Makeup

Presented by Photo of Jerry Miller Jerry Miller
This event was recorded on Thursday, June 1st, 2017.

This course will provide an overview of audit committee requirements, but also discuss specific questions to consider when assessing independence of a director to potentially serve on the audit com... More →

Related Topics: Human Resources, Other

Board Committee Composition

Presented by Photo of Jerry Miller Jerry Miller
This event was recorded on Monday, May 1st, 2017.

A focused overview of the importance of board committees, their structure and purpose, and the membership composition.  Committee membership in part reflects the board; accordingly, it’s impor... More →

Related Topics: Executive/Director, Other, Human Resources

Cybersecurity Impacts on Strategic Planning

Presented by Photo of Chad Knutson Chad Knutson
This event was recorded on Monday, April 3rd, 2017.

This session will review technology trends and emerging FinTech, the shift in cybercrime, and discuss the associated risks which must be considered to successfully extract strategic value for the i... More →

Related Topics: Executive/Director, Technology/Security

CFPB Compliance

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Wednesday, March 1st, 2017.

This discussion addresses some key points when it comes to the CFPB and their processes, so you can be best prepared.

Related Topics: Executive/Director, Compliance/Regulations, Other

Cybercrime in Banking

Presented by Photo of Chad Knutson Chad Knutson
This event was recorded on Wednesday, February 1st, 2017.

This session will explore different types of cybercrimes such as Ransomware, Corporate Account Takeover, and Wire/ACH Fraud.

Related Topics: Executive/Director, Technology/Security

Cybersecurity Regulatory Update

Presented by Photo of Chad Knutson Chad Knutson
This event was recorded on Monday, January 2nd, 2017.

This session will discuss regulatory guidance and how regulatory examination programs have been updated to measure cybersecurity preparedness.

Related Topics: Executive/Director, Risk Management, Compliance/Regulations, Technology/Security

Fair and Responsible Banking

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Thursday, December 1st, 2016.

This session will discuss the board’s responsibility in the area of Fair and Responsible Banking. With the Dodd-Frank Act and the creation of the CFPB there has been more emphasis on UDAAP as well ... More →

Related Topics: Compliance/Regulations

Regulation O Review

Presented by Photo of Susan Costonis Susan Costonis
This event was recorded on Tuesday, November 1st, 2016.

This session highlights the requirements of Regulation O and explains key definitions for credit extensions and other restrictions. Additional information is presented concerning the impact of the ... More →

Related Topics: Compliance/Regulations

BSA/AML Developments and Expectations

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Saturday, October 1st, 2016.

This program will outline where the banking industry stands in regards to compliance of BSA and AML. Recent developments, regulatory expectations, new product and service offerings and where compli... More →

Related Topics: BSA/AML, Compliance/Regulations

Navigating the Regulatory Environment

Presented by Photo of Susan Costonis Susan Costonis
This event was recorded on Thursday, September 1st, 2016.

This session highlights regulatory expectations for the Board of Directors; outlines seven requirements for board members to fulfill obligations, explains the elements and importance of an effectiv... More →

Related Topics: Compliance/Regulations

The Art of Onboarding Leaders

Presented by Photo of John Zorbini John Zorbini
This event was recorded on Monday, August 1st, 2016.

This session provides an overview of how to successfully bring new leaders into the organization to help improve ramp-up time, productivity, morale, and retention. 

Related Topics: Human Resources, Other

Purpose, Function and Operations of Banks

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Friday, July 1st, 2016.

This presentation introduces key concepts in understanding how banks operate.

Related Topics: Other

Financial Statement Overview

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Wednesday, June 1st, 2016.

This course provides a deeper understanding of each account commonly found in Financial Statements and how they are related to each other.

Related Topics: Accounting/Financials, Auditing/Reporting

Successful Strategic Planning

Presented by Photo of John Zorbini John Zorbini
This event was recorded on Sunday, May 1st, 2016.

This session provides a more detailed look into Strategic Planning including what a plan should look lik... More →

Related Topics: Human Resources, Other

Cash Flow Analysis Part 2

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Friday, April 1st, 2016.

Cash Flow Analysis 2 delves deeper into understanding the calculation of Cash Flow. Bankers often resort to the Traditional or EBITDA Methods of calculating Cash Flow for all types of borr... More →

Related Topics: Accounting/Financials, Auditing/Reporting, Lending

Introduction to Strategic Planning

Presented by Photo of John Zorbini John Zorbini
This event was recorded on Tuesday, March 1st, 2016.

This session introduces the topic of Strategic Planning and provides a framework to address its importan... More →

Related Topics: Human Resources, Other

BSA Basics: CIP and CDD Rules

Presented by Photo of Deborah Crawford Deborah Crawford
This event was recorded on Monday, February 1st, 2016.

This is an excellent program for an update on what is new and happening in our industry as far as Bank Secrecy Act is concerned. Your Board will learn how... More →

Related Topics: BSA/AML, BSA/AML

Profitability Management - Strategies for Reducing Costs

Presented by Photo of Tim Reimink Tim Reimink
This event was recorded on Friday, January 1st, 2016.

With banks experiencing slow revenue growth, and customer preferences and technology changing rapidly, effective cost management is crucial and can have a major impact on your bottom line. This ses... More →

Related Topics: Operations, Human Resources, Other

Compensation ‐ The Total Rewards Approach

Presented by Photo of Tim Daum Tim Daum
This event was recorded on Tuesday, December 1st, 2015.

The total rewards approach is a holistic approach that requires strategic thinking with respect to compensation; benefits; work-life; performance and recognition; and development and career opportu... More →

Related Topics: Executive/Director

Risk Management - Things to be Concerned about with Regulations

Presented by Photo of Jennifer Burke Jennifer Burke
This event was recorded on Sunday, November 1st, 2015.

Risks for financial institutions continue to increase in both volume and magnitude. This presentation will address the top risks financial institutions face in 2015 as identified by regulators and ... More →

Related Topics: Compliance/Regulations, Risk Management

BSA Basics: Suspicious Activity Reports

Presented by Photo of Deborah Crawford Deborah Crawford
This event was recorded on Thursday, October 1st, 2015.

The Suspicious Activity Reporting program is designed to help Board members see how a red flag can become a SAR. It will cover how your frontline and system can help in detecting money laundering a... More →

Related Topics: Auditing/Reporting, Operations, BSA/AML

ALLL-What to Look for in the ALLL Analysis

Presented by Photo of Dave Adams Dave Adams
This event was recorded on Tuesday, September 1st, 2015.

Allowance for Loan and Lease Losses is a critical element in a Bank’s risk management processes and one in which its regulators and financial auditors assess and measure regularly. This presentatio... More →

Related Topics: Auditing/Reporting, Risk Management

Credit Risk Management - Understanding the Risk in Loan Portfolios

Presented by Photo of Giulio Camerini Giulio Camerini
This event was recorded on Saturday, August 1st, 2015.

Credit risk management, continues to be the largest risk a lending institution faces. For most lending institutions, loans are the largest and most obvious source of credit risk. It is important fo... More →

Related Topics: Risk Management

The Four Pillars of a BSA/AML Program

Presented by Photo of Deborah Crawford Deborah Crawford
This event was recorded on Wednesday, July 1st, 2015.

This program will cover the four pillars of BSA. These are training, audit, internal controls and a BSA officer. Your Board will learn how each pillar holds up the anti-money laundering program at ... More →

Related Topics: BSA/AML

Digital Signatures

Presented by Photo of Neal Doshi Neal Doshi
This event was recorded on Monday, June 1st, 2015.

This program will give a basic overview of a Digital Signature solution and introduce how the process works. 

Related Topics: Technology/Security

Email Encryption Simplified

Presented by Photo of Joel Abramson Joel Abramson
This event was recorded on Friday, May 1st, 2015.

Recent studies have found that up to 70% of business information is being communicated through email. This makes it one of the most likely vectors for security and information breaches. Email encry... More →

Related Topics: Risk Management

Cyber Security & Data Breaches

Presented by Photo of Joel Abramson Joel Abramson
This event was recorded on Wednesday, April 1st, 2015.

We live in a digital world where every financial institution is vulnerable and a target for cyber criminals because of our reliance on technology. You may not be able to see them, but these hackers... More →

Related Topics: Risk Management, Technology/Security

Developing Leaders: A Key Ingredient to Succession Planning

Presented by Photo of John Zorbini John Zorbini
This event was recorded on Sunday, March 1st, 2015.

Succession planning is a deliberate and systematic effort by an organization to ensure leadership continuity in key/critical positions. It helps to retain and develop intellectual and knowledge cap... More →

Related Topics: Human Resources, Other

Succession Planning: A Detailed Road Map

Presented by Photo of John Zorbini John Zorbini
This event was recorded on Sunday, February 1st, 2015.

Succession planning is a deliberate and systematic effort by an organization to ensure leadership continuity in key/critical positions. It helps to retain and develop intellectual and knowledge cap... More →

Related Topics: Other, Human Resources

Succession Planning: An Introduction

Presented by Photo of John Zorbini John Zorbini
This event was recorded on Thursday, January 1st, 2015.

Succession planning is a deliberate and systematic effort by an organization to ensure leadership continuity in key/critical positions. It helps to retain and develop intellectual and knowledge cap... More →

Related Topics: Human Resources, Other

Fair Lending - Regulation B Part Two

Presented by Photo of Susan Costonis Susan Costonis
This event was recorded on Monday, December 1st, 2014.

Directors play an important role in the success of every financial institution by providing oversight and directing risk management. A recent ABA survey found that Fair Lending was... More →

Related Topics: Compliance/Regulations, Lending

Fair Lending - Regulation B Part 1

Presented by Photo of Susan Costonis Susan Costonis
This event was recorded on Saturday, November 1st, 2014.

Directors play an important role in the success of every financial institution by providing oversight and directing risk management. A recent ABA survey found that Fair Lending was the numbe... More →

Related Topics: Compliance/Regulations, Lending

Understanding Bank Financial Ratios

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Wednesday, October 1st, 2014.

Understanding Bank Financial Ratios is essential for the proper management of any financial institution. Bankers invest many hours analyzing and understanding the financial statements of their borr... More →

Related Topics: Accounting/Financials

Understanding Bank Financial Statements

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Monday, September 1st, 2014.

This course is intended to provide participants with the required knowledge to review and understand financial statements of banking institutions. Unlike the financial statements of our commercial ... More →

Related Topics: Accounting/Financials

Repaying Loans

Presented by Photo of Vin DiCara Vin DiCara
This event was recorded on Friday, August 1st, 2014.

Before approving any business loan request, a lender should be convinced of the business applicant’s ability (through cashflow) to service debt. If a business is not successful in generating enough... More →

Related Topics: Lending, Accounting/Financials

UDAAP: Unfair, Deceptive, or Abusive Acts or Practices

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Tuesday, July 1st, 2014.

UDAAP has changed the way regulators and examiners look at compliance. Rather than being rule-based, UDAAP is principle-based, meaning violations could occur anywhere in the institution. This is th... More →

Related Topics: Compliance/Regulations

BSA/AML 2014 Update & Expectations

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Sunday, June 1st, 2014.

In the mid-2000s Bank Secrecy Act and Anti-Money Laundering (BSA/AML) was the most critical compliance topic in all financial institutions. Enforcement has seen a comeback, especially when consider... More →

Related Topics: BSA/AML

Raising Capital By Selling Securities

Presented by Photo of Kirsten Spira Kirsten Spira
This event was recorded on Thursday, May 1st, 2014.

Bank holding companies and their banks are often looking to increase capital. One common method to bring in new capital is by selling securities. Conducting a securities offering, whether stock or ... More →

Related Topics: Other

Doodling Into Danger

Presented by Photo of Bob Gregg Bob Gregg
This event was recorded on Tuesday, April 1st, 2014.

In this module Bob Gregg talks with us about note taking. In his own words, "Doodling Into Danger" describes what we should be recording and just as importantly what we shouldn’t. This module appli... More →

Related Topics: Human Resources, Other

Banking & Social Media

Presented by Photo of Patrick Neuman Patrick Neuman
This event was recorded on Saturday, March 1st, 2014.

Today, more and more banks are using social media to communicate with their customers. Recent federal guidance from the FFIEC addresses the applicability of federal consumer protection laws, regula... More →

Related Topics: Other, Risk Management

BASEL III and New Capital Regulations

Presented by Photo of John Knight John Knight
This event was recorded on Saturday, February 1st, 2014.

All of the federal bank regulatory agencies have adopted a new capital rule. The new capital rule implements revisions to the federal bank regulatory capital framework. This presentation and the ma... More →

Related Topics: Auditing/Reporting, Accounting/Financials

The Ideal M&A Transaction

Presented by Photo of Kris Kavelaris Kris Kavelaris
This event was recorded on Wednesday, January 1st, 2014.

This module expands on the previous module "Business Valuations, Sales, M&A, and Transactions". Mr. Kavelaris outlines the Ideal Conditions that foster a Merger or Acquisition and also explains... More →

Related Topics: Other

Managing the Third Party Relationship

Presented by Photo of Patrick Neuman Patrick Neuman
This event was recorded on Sunday, December 1st, 2013.

Banks often rely upon third parties to perform a wide variety of services and other activities.  Recent federal guidance from prudential regulators clarifies that a bank’s board of directors and se... More →

Related Topics: Other, Risk Management

Strategic Compliance Decisions

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Friday, November 1st, 2013.

Compliance has been traditionally viewed as a cost center; however, we are in a new age now. Regulatory expectations and different rules that have been brought into the regulatory environment will ... More →

Related Topics: Compliance/Regulations, Lending

Business Valuations, Sales, M & A, and Transactions

Presented by Photo of Kris Kavelaris Kris Kavelaris
This event was recorded on Tuesday, October 1st, 2013.

This module is on Business Sales, Mergers, and Acquisitions (M&A) and Valuing Companies being sold or acquired. It explores M&A transactions of the size local, community and national bank b... More →

Related Topics: Accounting/Financials, Other

Background Checks, References And Pre-Employment Testing

Presented by Photo of Bob Gregg Bob Gregg
This event was recorded on Sunday, September 1st, 2013.

Failure to adequately check or test the background of applicants can result in harm and liability for negligent hiring and reckless endangerment. BUT the "victims" of improper background inv... More →

Related Topics: Human Resources, Other

A Conversation on Sarbanes-Oxley

Presented by Photo of Sandy Swartzberg Sandy Swartzberg
This event was recorded on Thursday, August 1st, 2013.

Sarbanes-Oxley may not apply to all businesses or institutions but, Sandy Swartzberg talks about how following Sarbanes-Oxley can bring benefits to everyone.

Related Topics: Other

Interest Rate Risk

Presented by Photo of Nicholas Hahn Nicholas Hahn
This event was recorded on Monday, July 1st, 2013.

As financial institutions begin to see the light at the end of the tunnel with respect to asset quality issues, regulators are increasing their focus on what they view as an increasing threat to fi... More →

Related Topics: Auditing/Reporting, Risk Management

Understanding TDRs and Nonaccrual Recognition

Presented by Photo of John Behringer John Behringer
This event was recorded on Saturday, June 1st, 2013.

This month's module covers the topic of Troubled Debt Restructuring (TDR) and Nonaccrual Recognition.  Dues to the economic conditions of the past few years, debt modifications have become increasi... More →

Related Topics: Auditing/Reporting, Lending, Risk Management

Importance of the Compliance Management System

Presented by Photo of Carl Pry Carl Pry
This event was recorded on Wednesday, May 1st, 2013.

This program will provide information on regulatory expectations and changes in regards to Compliance Management Systems (CMS).

Related Topics: Compliance/Regulations

Cash Flow Analysis

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Monday, April 1st, 2013.

Determining an entity's ability to generate cash flow is essential whenever repayment of a loan will extend beyond one year. Cash flow analysis measures an entity's ability to generate sufficient c... More →

Related Topics: Auditing/Reporting, Accounting/Financials

Ratio Analysis

Presented by Photo of Jeffery Johnson Jeffery Johnson
This event was recorded on Monday, April 1st, 2013.

Credit (Risk) Analysis is one of the most important functions performed by financial institutions. Because interest and fee income from loans represent the largest source of revenue for financial i... More →

Related Topics: Auditing/Reporting, Accounting/Financials

Board Conflicts of Interest & Regulation O

Presented by Photo of John Knight John Knight
This event was recorded on Friday, February 1st, 2013.

This program will cover conflicts of interest, confidentiality, and Regulation O.

Related Topics: Human Resources, Risk Management, Compliance/Regulations

Enterprise Risk Management

Presented by Photo of John Behringer John Behringer
This event was recorded on Tuesday, January 1st, 2013.

This program gives an introduction and primer on Enterprise Risk Management practices. Enterprise Risk Management (ERM) has emerged as a focal point among regulators particularly in larger financia... More →

Related Topics: Risk Management

Protection from Liability

Presented by Photo of John Knight John Knight
This event was recorded on Saturday, September 1st, 2012.

This program will cover topics involved in protecting bank directors from liability.

Related Topics: Other, Human Resources, Risk Management

Board Legal Issues

Presented by Photo of John Knight John Knight
This event was recorded on Saturday, September 1st, 2012.

This session will introduce a number of legal duties Board members face in today's banking environment.

Related Topics: Other, Human Resources, Risk Management

Exam Preparation

Presented by Photo of John Behringer John Behringer
This event was recorded on Sunday, July 1st, 2012.

This program will discuss what to expect from the bank regulatory process as well as provide an overview on the regulatory framework for financial institutions.

Related Topics: Auditing/Reporting, Other