Exam Preparation

John Behringer

John is a Certified Public Accountant dedicated to working with McGladrey's Financial Institutions industry group. He has over 13 years of public accounting experience working specifically with commercial banks, both privately- and publicly-held, and de novo institutions, mortgage banks, investment companies and broker dealers. John focuses on providing advisory and risk management consulting services to commercial banks. John leads a regional Loan Review practice for the firm which provides loan review services to institutions with loan portfolios ranging in size from $100 million to in excess of $50 billion. He has extensive experience providing external audit, loan review and internal audit services that include credit administration risk management services; SEC, Sarbanes-Oxley, and FDICIA reporting issues; internal controls implementation; and, on-going compliance services.

In addition to his client service responsibilities, John serves as a Facilitator for McGladrey's National Accounting and Advisory Services continuing education programs. He also regularly presents at various industrya and professional conferences on current banking and accounting issues.

This program will discuss what to expect from the bank regulatory process as well as provide an overview on the regulatory framework for financial institutions.

Covered Topics

Overview of Uniform Financial Institutions Rating System (UFIRS)
Examination process
Review of Safety & Soundness components
Specialty exams
Best practices to prepare for exams
Emerging and hot topic issues

Exam Preparation

Covered Topics

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