Importance of the Compliance Management System

Carl Pry

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Managing Director for Treliant Risk Advisors in Washington, DC. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

This program will provide information on regulatory expectations and changes in regards to Compliance Management Systems (CMS).

Covered Topics

Where we were and where we are
Getting to ‘Strong’
CFPB Expectations
Do What You Claim to Be Doing

Importance of the Compliance Management System

Covered Topics

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